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Chelsea Therapeutics International Ltd. Class Action Securities Lawsuit Lead Plaintiff Deadline Is June 4, 2012

Investors with substantial losses in Chelsea Therapeutics International Ltd. must inquire about the lead plaintiff deadline in the CHTP Class Action Securities Lawsuit by June 4, 2012 for consideration by the Court.

Chelsea Therapeutics Class Action Securities Lawsuit | (888) 252-0048

Chelsea Therapeutics Class Action Securities Lawsuit | (888) 252-0048

If you or someone you know suffered a net loss for all transactions in Chelsea Therapeutics International, Ltd. (CHTP) common stock during the Class Period, you are encouraged to contact our Shareholder Rights Attorneys to obtain additional information about this lawsuit and your ability to become a lead plaintiff. You may contact our experienced securities law attorneys by telephone toll free at (888) 252-0048, by e-mail at consultations@gilmanlawllp.com, or by completing the yellow form to the left of this screen for a free class action consultation. You may retain the leading national securities law firm of Gilman Law LLP to represent you in this matter without financial obligation or cost to you.

No class has yet been certified in the above action. The lead plaintiff will direct the litigation and participate in important decisions including whether to accept a settlement and how much of a settlement to accept for the Class in the action. The lead plaintiff will be selected from among applicants claiming the largest loss from investment in the Company during the Class Period. You are not required to have sold your shares to seek damages or to serve as a Lead Plaintiff.

To join in or read more about the Enterprise Financial Services Corp. Class Action Securities Lawsuit.

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Enterprise Financial Services Corp. Class Action Securities Lawsuit Lead Plaintiff Deadline Is June 11, 2012

Investors with substantial losses in Enterprise Financial Services Corp. must inquire about the lead plaintiff deadline in the EFSC Class Action Securities Lawsuit by June 11, 2012 for consideration by the Court.

If you or someone you know suffered a net loss for all transactions in Enterprise Financial Services Corp. (EFSC) common stock during the Class Period mentioned above, you are encouraged to contact our Shareholder Rights Attorneys to obtain additional information about this lawsuit and your ability to become a lead plaintiff. You may contact our experienced securities law attorneys by telephone toll free at (888) 252-0048, by e-mail at consultations@gilmanlawllp.com, or by completing the yellow form to the left of this screen for a free class action consultation. You may retain the leading national securities law firm of Gilman Law LLP to represent you in this matter without financial obligation or cost to you.

No class has yet been certified in the above action. The lead plaintiff will direct the litigation and participate in important decisions including whether to accept a settlement and how much of a settlement to accept for the Class in the action. The lead plaintiff will be selected from among applicants claiming the largest loss from investment in the Company during the Class Period. You are not required to have sold your shares to seek damages or to serve as a Lead Plaintiff.

To join in or read more about the Enterprise Financial Services Corp. Class Action Securities Lawsuit.

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eResearch Technology, Inc. (ERT) Shareholder Alert: Potential Breach of Fiduciary Duty in Acquisition by Genstar Capital LLC

The Shareholders’ Rights Law Firm of Gilman Law LLP is investigating whether the Board of Directors of eResearchTechnology, Inc. (“ERT” or the “Company”) (NASDAQ:ERT) engaged in a breach of fiduciary duty to its shareholders by agreeing to sell eResearch Technology (ERT) to Genstar Capital LLC and its affiliates.

Terms of the eResearch Technology Acquisition

Under the terms of the agreement, ERT shareholders will receive $8.00 in cash for each share they own. The investigation is focused on the potential unfairness of the price to ERT shareholders and the process by which the ERT Board of Directors considered and approved the transaction.

How To Receive Compensation or Protect Your Rights as an eResearch Technology Shareholder

To discuss your rights as an ERT shareholder, with no obligation or cost to you, please contact Thomas E. N. Shea toll free at (888) 252-0048 or by e-mail tshea@gilmanpastor.com. You may also complete the Free eResearch Technology (ERT) Consultation Form to speak with a securities law attorney.

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Groupon Lawsuit: Shareholders and Investors File Lawsuit Against Groupon, Inc. (GRPN) for Federal Securities Law Violations

How To Join The Groupon Lawsuit

How To Join The Groupon Lawsuit

Gilman Law LLP, a national securities law firm with over 33 years of experience in complex securities litigation, announces a lawsuit concerning possible violations of the federal securities laws by Groupon, Inc. (NASDAQ:GRPN) regarding whether Groupon may have issued materially false and/or misleading information to investors, including in connection with its initial public offering (IPO) of shares to the public on November 4, 2011.

The investigation arises from the Company’s announcement that it is revising its reported financial results for the fourth quarter and year ended December 31, 2011. Groupon announced that the Company’s fourth quarter revenue was being reduced by $14.3 million, its fourth quarter operating income reduced by $30 million, its net income reduced by $22.6 million, and its earnings per share reduced by $0.04 per share and from a statement of “material weakness” regarding Groupon’s (NASDAQ:GRPN) internal financial controls issued by the Company’s auditor, Ernst & Young LLP.

How To Join The Groupon Lawsuit

If you purchased Groupon, Inc. (NASDAQ:GRPN) shares between the offering date (IPO date) of November 4, 2011 and March 31, 2012 and would like to learn more about joining this lawsuit, you may contact the Gilman National Securities Law Firm toll free at (888) 252-0048 so that our experienced securities law attorneys can attempt to answer your questions with no charge or obligation to you. You may also contact Gilman Law LLP by email at consultations@gilmanlawllp.com, or by clicking the following link to submit a request for a Free Groupon Lawsuit Consultation.

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ATS Corporation Breach of Fiduciary Duty Investigation Concerning ATSC Sale to Salient Federal Solutions

Contact the National Securities Law Firm of Gilman Law LLP today to discuss your shareholder rights in the ATS Corporation Sale of ATSC to Salient Federal Solutions.

On February 21, 2012, ATSC and Salient announced they had entered into a definitive merger agreement, with the transaction to be financed from Salient’s equity capital commitments and debt financing. The cash tender offer is valued at about $77 million. Under the terms of the proposed transaction, ATSC shareholders will receive $3.20 in cash for each share they own. Read more about the ATSC Breach of Fiduciary Duty Investigation.

The National Securities Law Firm Gilman Law LLP is investigating claims for breach of fiduciary duty by the board of directors of ATS Corporation to Salient Federal Solutions. To speak with a securities attorney regarding the ATSC breach of fiduciary duty investigation, please contact our office at (239) 221-8301 or complete our free consultation form online.

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Midas, Inc. Breach of Fiduciary Duty Investigation Concerning Sale to TBC Corporation

Current Midas Shareholders Should Contact National Securities Law Firm, Gilman Law at (239) 221-8301 To Discuss Their Rights

The National Securities Law Firm Gilman Law LLP is investigating potential breach of fiduciary

Midas Breach of Fiduciary Duty

Investigation of Midas, Inc. for Potential Breach of Fiduciary Duty

claims by current shareholders of Midas, Inc. (“Midas”) (NYSE: MDS) against the board of directors of Midas in connection with their efforts to sell the Company to TBC Corporation in a transaction valued at approximately $310 million.

On March 13, 2012, Midas announced that it had entered into a definitive merger agreement to be acquired by TBC Corporation.  According to the terms of the deal, Midas shareholders will receive $11.50 in cash for each share of MDS stock owned. Gilman Law is investigating whether Midas shareholders are receiving adequate compensation for their shares in the buyout, whether the transaction undervalues Midas stock, and whether Midas’ board attempted to obtain the highest share price for all shareholders prior to agreeing to the deal.

If you are a current shareholder of Midas and would like to learn more about the breach of fiduciary duty investigation by the National Securities Law Firm Gilman Law LLP, you may contact our office for a free consultation by calling (239) 221-8301 or complete our free consultation form online

About the National Securities Law Firm Gilman Law LLP

The leading national securities law attorneys at Gilman Law have over 32 years of experience litigating securities and other class action cases. Our firm has been involved in all major aspects of securities litigation, including cases involving stock manipulation, securities fraud, investment fraud, and shareholder rights violations, as well as securities class action suits on behalf of both individual and institutional investors.

 

 

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Zoll Medical Breach of Fiduciary Duty Investigation Concerning Asahi Acquisition

Contact the National Securities Law Firm of Gilman Law LLP today to discuss your shareholder rights in the Asahi Kasei Acquisition of Zoll Medical.

Investigation into Zoll Medical Acquisition by Asahi Kasei

Investigation into Zoll Medical Acquisition by Asahi Kasei

On March 12, 2012, Zoll and Asahi announced that they had entered into a definitive agreement providing for Asahi to acquire Zoll for approximately $2.1 billion. Under the terms of the Zoll acquisition merger agreement, Zoll shareholders will receive $93.00 for each share of Zoll common stock held. However, according to news media, at least one analyst has set a high price target of $100.00 per share. The transaction is expected to close in the second calendar quarter of 2012. Read more about the Zoll Medical Breach of Fiduciary Duty Investigation.

The National Securities Law Firm Gilman Law LLP is investigating claims for breach of fiduciary duty by the board of directors of Zoll Medical concernin this acquisition by Asahi Kasei. To speak with a securities attorney regarding the Zoll Medical breach of fiduciary duty investigation, please contact our office at (239) 221-8301 or complete our free consultation form online.

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State Street’s Carina CDO Limited Under Investigation by Gilman Law LLP

State Street Investment Losses | Carina CDO Ltd. Investment Losses | State Street Fine by Massachusetts Securities Division

Leading National Securities Law Firm Gilman Law LLP

Leading National Securities Law Firm Gilman Law LLP Investigating State Street's Carina CDO Ltd.

Leading National Securities Law Firm Gilman Law LLP is investigating claims on behalf of investors that lost money in State Street’s Carina CDO Ltd. State Street was recently fined $5 million by Massachusetts Securities Division. Upon information and belief, State Street failed to disclose to its Carina CDO Ltd. Investors that the Magnetar Capital LLC hedge fund played a role in structuring the CDO. Unbeknownst to investors, State Street knew that Magnetar was in fact betting against at least a portion of the Carina CDO investment. Such material information should have been disclosed to potential investors of the Carina CDO. Investors lost approximately $450 million in the Carina CDO Ltd. investment.

The Leading National Securities Law Firm Gilman Law LLP is here to help you recover for your State Street investment losses. For a free evaluation of your case, please fill out our online free consultation form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Credit Suisse Structured Products Under Investigation by Gilman Law LLP

Complaint Filed by the Securities and Exchange Commission for Inflated Prices in Credit Suisse Structured Products

Gilman Law LLP is investigating claims on behalf of investors suffering losses of $500,000 or more in Credit Suisse structured products. The Securities and Exchange Commission (“SEC”) recently filed a complaint against four Credit Suisse investment bankers and structured credit traders. The complaint alleges that the structured product traders inflated the prices of certain bonds masking losses. The traders’ misconduct caused purchasers of these products to pay inflated prices. If you have suffered losses of $500,000 or more you may have a claim for damages.

About the Securities Lawyers at Gilman Law LLP

The National Securities Law Firm Gilman Law LLP is a leading securities law firm and is here to help you recover for structured product losses. For a free evaluation of your case, please fill out our free consultation form, or if you need to speak with a securities law attorney right away CALL (1-239-221-8301).

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Gilman Law LLP Investigating Claims Against Legend Securities Broker Brian Decker

Gilman Law LLP is investigating claims on behalf of investors suffering significant losses investing with Legend Securities broker Brian Decker.  Upon information and belief, certain clients of Mr. Decker have suffered market losses due to excessive trading and large markups and commissions.  If you have suffered substantial losses due to excessive markups and commissions, you may have a claim for damages.

Gilman Law LLP is a leading securities law firm and is here to help you recover for losses due to excessive commissions. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away, CALL (1-239-221-8301).

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Top 5 Warning Signs You Have Invested In a Ponzi Scheme

1. Significant redemption limitations
2. Lack of written marketing materials regarding the investments
3. Promise of consistent above average returns (9-10%) with limited risk
4. Sold as a limited opportunity
5. Word of mouth is how you found out about the investment
Gilman Law LLP is a leading securities law firm and is here to help you recover for significant market losses in ponzi schemes. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL (1-239-221-8301).

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Deadline of April 9, 2012 in CARBO Ceramics Securities Fraud Lawsuit

Investors with losses in excess of $50,000 are reminded of the upcoming April 9, 2012 Deadline in the pending CARBO Ceramics Securities Fraud Lawsuit

The national securities law firm of Gilman Law LLP reminds investors with large losses that the CARBO Ceramics Securities Fraud Lawsuit has a deadline on April 9, 2012. Those who purchased or otherwise acquired shares of CARBO Ceramics, Inc. (NYSE:CRR) (“CARBO”) common stock between October 27, 2011 and January 26, 2012, and incurred losses in excess of $50,000 are encouraged to contact Gilman Law LLP to receive information about claims and your rights to recovery.

The CARBO Ceramics Securities Fraud Lawsuit alleges securities law violations by CARBO and its officers or directors. Specifically, the complaint alleges that defendants misrepresented and/or failed to disclose the following adverse facts:

  1. that the Company was experiencing a dramatic decline in proppant sales in the Haynesville region;
  2. that the Company was being negatively impacted by logistical problems such that it was not able to shift resources to liquid plays where drilling activity was increasing; and
  3. that, based on the foregoing, defendants lacked a reasonable basis for their positive statements about the Company, its operations and earnings during the Class Period.

Read more about the CARBO Ceramics Securities Fraud Lawsuit.

The national securities law attorneys at Gilman Law have over 32 years of combined experience litigating securities and other class action cases, and have been involved in all major aspects of securities litigation. The securities attorneys at Gilman Law concentrate their practice in cases involving stock manipulation, securities fraud, investment fraud, and shareholder rights violations. The securities lawyers at Gilman Law also have extensive experience representing both individual and institutional investors in securities class action suits. Our firm has recovered over a billion dollars for its clients and can help you recover any losses that you have incurred as a result of CARBO Ceramics’ fraudulent practices.

Kenneth G. Gilman, Esq.
Gilman Law LLP
Naples, Florida
(239) 221-8301
Free Consultation

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Top 5 Risks of Investing In European Investments

1.      Strong possibility of a widespread recession in the Eurozone      

2.      Uncertainty of the impact of Greek default

3.      Slowdown in consumer spending

4.      Rising unemployment due to austerity measures

5.      Rising costs of government issued debt

Gilman Law LLP is a leading securities law firm and is here to help you recover for significant market losses in European investments. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away, CALL (1-239-221-8301).

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Gilman Law LLP Investigating Claims On Behalf Of Oil and Gas Exploration Stock Investors

Gilman Law LLP is investigating claims on behalf of investors suffering losses in oil and gas exploration stocks. Several oil and gas exploration companies are under investigation for failing to warn investors about serious production concerns in oil wells that had a dramatic impact on these companies’ earnings. Accordingly, investors paid over inflated prices for their shares. If you have suffered substantial losses you may have a claim for damages.

Gilman Law LLP is a leading securities law firm and is here to help you recover for oil and gas exploration stock losses. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL (1-239-221-8301).

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Gilman Law LLP Investigating Claims On Behalf Of Mining Stock Investors

Gilman Law LLP is investigating claims on behalf of investors suffering losses in mining stocks. Several mining companies are under investigation for failing to warn investors about serious safety and production concerns that had a dramatic impact on these companies’ earnings. Accordingly, investors paid over inflated prices for their shares. If you have suffered substantial mining stock losses you may have a claim for damages.

Gilman Law LLP is a leading securities law firm and is here to help you recover for mining stock losses. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL (1-239-221-8301).

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Deadline of April 2, 2012 in Hecla Mining Company Securities Fraud Lawsuit

Investors are reminded of the upcoming April 2, 2012 Deadline in the pending Hecla Mining Company Securities Fraud Lawsuit

The national securities law firm of Gilman Law LLP reminds investors that the Hecla Mining Company Securities Fraud Lawsuit has a deadline on April 2, 2012. If you purchased or otherwise acquired shares of Hecla Mining Company (NYSE:HL) common stock between October 26, 2010, and January 11, 2012, you are encouraged to contact Gilman Law for more information about your rights to recovery.

The class action lawsuit alleges certain securities law violations by Hecla and its officers or directors. Specifically, Hecla received several accident reports regarding various accidents in its Lucky Friday mine. The Lucky Friday accidents were serious and even fatal in some instances. Further, the nature of these safety problems were never made public, thereby causing the price of Hecla’s stock to trade at artificially high prices during the Class Period. Once the mine closed for a period of time, Hecla’s stock price dropped substantially.

Read more about the Hecla Mining Company Securities Fraud Lawsuit.

The national securities law attorneys at Gilman Law have over 32 years of combined experience litigating securities and other class action cases, and have been involved in all major aspects of securities litigation. The securities attorneys at Gilman Law concentrate their practice in cases involving stock manipulation, securities fraud, investment fraud, and shareholder rights violations. The securities lawyers at Gilman Law also have extensive experience representing both individual and institutional investors in securities class action suits. Our firm has recovered over a billion dollars for its clients and can help you recover any losses that you have incurred as a result of Hecla Mining Company’s fraudulent practices.

Kenneth G. Gilman, Esq.
Gilman Law LLP
Naples, Florida
(239) 221-8301
Free Consultation

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5 Things To Give Investors Pause

  1. Cold calls.
  2. Individual stock recommendations.
  3. Inside information.
  4. Private placements for company’s planning IPO’s.
  5. Stocks being sold as the next Google or Apple.

Gilman Law LLP is a leading securities law firm and is here to help you recover for significant market losses. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL (1-239-221-8301).

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GMX Resources Class Action Lead Plaintiff Deadline Approaching

Gilman Law LLP, a leading national securities law firm, reminds investors who purchased or otherwise acquired GMX Resources stock (NYSE:GMXR) pursuant or traceable to one of the IPO or stock offerings on July 17, 2008, May 13, 2009, or October 22, 2009, and either lost money on the transaction or still hold the shares, that the lead plaintiff deadline for this class action suit is February 3, 2012. If you would like to join in the lawsuit as lead plaintiff, you may contact Gilman Law LLP at (888) 252-0048 or visit complete our free consultation form on our website no later than February 3, 2012 to exercise your rights against GMX.

For more information please view the GMX Resources Class Action Securities Violations Lawsuit Article on our website.

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Gilman Law LLP Reminds Cooper Companies Investors of Upcoming January 27, 2012 Deadline

Gilman Law LLP, a leading national securities law firm, reminds investors who purchased or otherwise acquired shares of Cooper Companies (NYSE: COO) between March 4, 2011 and November 15, 2011, (“Class Period”), and either lost money on the transaction or still hold the shares, you may contact Gilman Law LLP at (888) 252-0048 or complete the online form by no later than January 27, 2012 (“Class Period”) to exercise your rights against Cooper.   

Shareholders allege that Cooper violated the Securities Exchange Act by failing to disclose that there were serious manufacturing process defects and quality control problems found in their new Puerto Rico and UK manufacturing facilities. Dangerously high levels of silicone oil residue were being left on the contact lenses and many Cooper contact lens users were experiencing high incidents of severe eye pain, torn corneas, and requiring extensive medical treatment.  Once this news was released, Cooper stock dropped dramatically and shareholders suffered enormous losses. 

Gilman Law LLP is a leading securities law firm and is here to help you recover your losses as a result of the misleading and false information disclosed by the Cooper Companies. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL (1-888-252-0048).

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Will SEC Allow Carlyle Group To Waive Shareholder Rights?

Recently Carlyle Group, L.P., a private equity firm, is preparing to go public and has filed various regulatory documentation with the Securities and Exchange Commission. One of Carlyle Group’s filings is a partnership agreement that purports to limit the rights of its shareholders by banning the option to pursue a class action lawsuit or class-wide arbitration in the event Carlyle Group engages in wrongful conduct that would warrant such a suit. This proposal is following in the wake of the recent Supreme Court decision AT&T Mobility v. Concepcion. If the SEC chooses to ignore this provision of Carlyle Group’s partnership agreement, and allows it to continue with its public offering without question, this could have a dramatic negative effect on future shareholders of other companies seeking to make a public offering. Read more about Carlyle Group’s Waiver of Class Arbitration at the Securities Law Professor’s Blog.

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Gilman Law LLP Investigating Claims On Behalf Of Niman Kimeh’s Clients

Gilman Law LLP is investigating claims on behalf of Niman Kimeh’s clients. Mr. Kimeh is a registered representative in Long Island. This firm is investigating allegations that through margin, Mr. Kimeh charged clients excessive commissions, markups and fees that dramatically impacted performance. If you suffered significant losses investing with Mr. Kimeh, you may have a claim for damages.

Gilman Law LLP is a leading securities law firm and is here to help you recover for churning  claims. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL (1-239-221-8301).

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Gilman Law LLP’ Investigating Claims On Behalf Of Michael Resciniti’s Clients at Rockwell Global Capital

Gilman Law LLP is investigating claims on behalf of investors with accounts with Rockwell Global Capital Financial Advisor Michael Resciniti. The Gilman Law firm is investigating claims against Mr. Resciniti for unsuitable investment recommendations and excessive commissions. Mr. Resciniti has been the subject of various customer complaints for misconduct including, but not limited to unauthorized trading and excessive commissions. Since 2000, Mr. Resciniti has worked for at least 10 different broker-dealers according to his FINRA BrokerCheck CRD.  If you have suffered significant damages investing with Mr. Resciniti you may have a claim for recovery.

Gilman Law LLP is a leading securities law firm and is here to help you recover for investment losses. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Top 5 Things To Consider When Buying Reverse Convertibles

1.      Do I have extensive experience in options

2.      Do I want to own the underlying stock

3.      Do I understand the risk reward of higher interest rates

4.      Do I understand the risks of structured products

5.      Is speculation my primary investment objective

Gilman Law LLP is a leading securities law firm and is here to help you recover for significant reverse convertible losses. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL (1-239-221-8301).

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Gilman Law LLP Investigating Claims On Behalf Of Joseph Alphonse Vitale’s Clients

Gilman Law LLP is investigating claims on behalf of Joseph Alphonse Vitale’s clients. Mr. Vitale, a registered representative in Boca Raton, Florida was recently barred from association with any FINRA broker-dealer for failing to respond to FINRA’s investigation of his activities while working as a registered representative. If you suffered significant losses investing with Mr. Vitale, you may have a claim for damages.

Gilman Law LLP is a leading securities law firm and is here to help you recover for unsuitable investments. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL (1-239-221-8301).

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Top 5 Reasons Your Bond Fund May Be High Risk

1.      Your Fund contains concentrations in below investment grade investments, also known as junk bonds

2.      The average maturity is greater than ten years

3.      The Fund invests in CDO’s, CLO’s, and CMO’s

4.      Your dividends are being reinvested

5.      Shares of the Fund cannot be readily sold

Gilman Law LLP is a leading securities law firm and is here to help you recover for equity indexed annuity losses. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL (1-239-221-8301).

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Top 5 Things To Consider When Buying Stocks

1.      Does the stock create any sector concentrations

2.      Does the stock fit with the rest of my portfolio

3.      Am I being charged excessive markups or commissions

4.      What is the stock’s beta

5.      What is the average daily volume for the stock

Gilman Law LLP is a leading securities law firm and is here to help you recover for unsuitable investments. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL (1-239-221-8301).

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Top 5 Things To Consider When Buying Preferred Stocks

1.      What are the credit risks of the issuer?

2.      What is the maturity date?

3.      Do I have a concentration in financial services investments?

4.      Are the shares cumulative or non-cumulative?

5.      Will I need to sell prior to maturity?

Gilman Law LLP is a leading securities law firm and is here to help you recover for significant preferred stock losses. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL (1-239-221-8301).

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Gilman Law LLP Investigating Claims On Behalf Of Equity Indexed Annuity Investors

Gilman Law LLP is investigating claims on behalf of equity indexed annuity investors. Equity indexed annuities are high commission products with substantial yearly costs and complicated features. Firms selling equity indexed annuities sales have been subject to multiple regulatory fines and sanctions for failing adequately disclose material risks and features of investing in equity indexed annuities. If you suffered losses in equity indexed annuities, you may have a claim for damages.

Gilman Law LLP is a leading securities law firm and is here to help you recover for equity indexed annuity losses. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL (1-239-221-8301).

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Top 5 Things To Consider When Buying Mutual Funds

 

1.      What are the risks of the underlying investments in the mutual fund

2.      What are the costs and fees and associated with the mutual fund

3.      How does the mutual fund fit with the rest of my portfolio

4.      Does the mutual fund’s objective fit with my overall  investment objectives

5.      How has the fund performed in bull and bear markets

Gilman Law LLP is a leading securities law firm and is here to help you recover for significant mutual fund losses. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL (1-239-221-8301).

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Top Ten Signs Your Investment Portfolio Is In Trouble

  1. Your portfolio uses leverage through margin or ETF’s
  2. Your fixed income portfolio is concentrated in preferred stocks
  3. Your fixed income portfolio is concentrated in below investment grade bonds
  4. You have concentrations in single stocks
  5. You have concentrations in a sector of the market
  6. Your financial advisor made guarantees against losses
  7. You purchased a promissory note from an investment professional
  8. You have concentrations in illiquid investments
  9. Your financial advisor is actively trading your portfolio
  10. Your financial advisor told you they own the same security

Gilman Law LLP is a leading securities law firm and is here to help you recover for investment losses. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Gilman Law LLP Investigating Claims On Behalf Of Investors Sold Optimization Notes

Gilman Law LLP is investigating claims on behalf of Optimization Note investors. Optimization notes are hybrid investments, which have similar characteristics to reverse convertibles. Optimization notes have an option, bond, and equity component. Investors trade higher interest rate payments for substantial downside risk. Optimization notes are difficult for most investors to understand, and should only be sold to the most sophisticated investors seeking speculation in their portfolios. If you suffered losses in Optimization notes, you may have a claim for damages.

Gilman Law LLP is a leading securities law firm and is here to help you recover for Optimization notes. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL (1-239-221-8301).

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Gilman Law LLP Investigating Claims On Behalf Of Investors With Preferred Stock Concentrations

Gilman Law LLP is investigating claims on behalf of investors with concentrations in preferred stocks. If your financial advisor concentrated your savings in preferred stocks and failed to explain the risks of such a concentrated strategy, you may have a claim for damages. Preferred stocks are inherently concentrated in the financial services industry. In declining markets preferred stocks perform weakly like equities and fail to appreciate in up markets, while possessing liquidity, interest rate, and credit market risks. Certain brokerage firms have allocation limitations such as 10% of one’s fixed income portfolio for moderate investors. If you suffered losses in concentrated preferred stocks, you may have a claim for damages.

Gilman Law LLP is a leading securities law firm and is here to help you recover for preferred stock losses. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL (1-239-221-8301).

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Gilman Law LLP Investigating Claims On Behalf Of LPL Financial Retirees Sold Oil and Gas Limited Partnerships

Gilman Law LLP is investigating claims on behalf of LPL Financial retirees sold oil and gas limited partnerships. LPL was recently fined by securities regulators for failing to adequately supervise sales of oil and gas limited partnerships to retirees. Oil and gas limited partneships are speculative investments with a high risk of principal loss. However, LPL sold these investments are low risk income producing investments. As a result, retirees suffered significant losses of principal that cannot be replaced. If you suffered losses in oil and gas limited partnerships, you may have a claim for damages.

Gilman Law LLP is a leading securities law firm and is here to help you recover for oil and gas limited partnership losses sustained with LPL. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL (1-888-252-0048).

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Gilman Law LLP Investigating Claims On Behalf Of Wells Investment Securities Investors

Gilman Law LLP is investigating claims on behalf of Wells Investment Securities Investors. Wells was recently fined by FINRA for disseminating misleading marketing materials to potential investors regarding the Wells Timberland REIT. Wells improperly marketed the Wells Timberland investment as a REIT dating back to December 2006. However, the investment did not have REIT status until 3 years later. Investors paid inflated prices for these illiquid investments and have suffered significant damages as a result of Wells’ misrepresentations and omissions. 

Gilman Law LLP is a leading securities law firm and is here to help you recover for losses sustained investing in the Wells Timberland investment. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Gilman Law LLP Investigating Claims On Behalf Of UBS Municipal Bond Investors

Gilman Law LLP is investigating claims on behalf of UBS municipal bond investors. UBS was recently fined and censured for failing to adequately respond to significant red flags associated with short-term customer trading in municipal bond transactions. Despite generating several exception reports, UBS failed to prevent additional short-term municipal bond trading in customer accounts executed by a high level UBS financial advisor. Municipal bonds are traditionally considered buy and hold investments for investors seeking tax free income. Short-term trading strategies in municipal bonds are routinely executed to generate commissions for the financial advisor. If your UBS financial advisor engaged in short-term municipal trading in your accounts you may have a claim for damages

Gilman Law LLP is a leading securities law firm and is here to help you recover for municipal bond trading losses sustained with UBS. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL (1-239-221-8301).

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Gilman Law LLP Investigating Claims On Behalf Of Investors With Accounts At State Farm’s Bloomington Illinois Office

Gilman Law LLP is investigating claims on behalf of investors with accounts with State Farm’s Bloomington, Illinois office. State Farm’s Bloomington office failed to maintain adequate supervisory procedures. State Farm’s advisors directed subordinates to complete continuing education course on behalf of its advisors. 16 State Farm financial advisors were fined and suspended for circumventing industry mandated continuing education courses including a permanent bar from acting as principal for the branch office manager Rebecca Sappington.

Gilman Law LLP is a leading securities law firm and is here to help you recover for losses sustained investing with State Farm’s Bloomington, Illinois office. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL (1-239-221-8301).

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Gilman Law LLP Investigating Claims On Behalf Of Primevest Investors Sold Wells Core REITs

Gilman Law LLP is investigating claims on behalf of Primevest investors that were sold Wells Core REITs. The Wells Core REITs are illiquid, speculative investments that were sold to retirees seeking safe income. Distributions from the Wells Core REITs are now frozen. Investors that need to redeem their investment are filing arbitration claims against Primevest.

Gilman Law LLP is a leading securities law firm and is here to help you recover for losses sustained investing with Primevest. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL (1-239-221-8301).

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Gilman Law LLP Investigating Claims On Behalf Of Investors Suffering Losses With Frank A. Gutta

Gilman Law LLP is investigating claims on behalf of Frank A. Gutta’s former clients. FINRA recently fined and suspended Mr. Gutta for 2 years. Mr. Gutta sold approximately $2.9 million dollars of promissory notes without prior approval from his brokerage firm. FINRA member firms are required to supervise Mr. Gutta’s activities. As a result of Mr. Gutta’s misconduct, investors in South Florida have suffered significant losses.

Gilman Law LLP is a leading securities law firm and is here to help you recover for losses sustained investing in promissory notes with Frank A. Gutta. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Gilman Law LLP Investigating Claims On Behalf Of Newbridge Securities Private Placement Investors

Gilman Law LLP is investigating claims on behalf of clients investing in private placements with Newbridge Securities. FINRA recently fined Newbridge for allowing its registered representatives to sell private placements where the private placement memoranda omitted material information. As a result, clients suffered significant losses as a result of these material omissions and unsuitable investment recommendations.

Gilman Law LLP is a leading securities law firm and is here to help you recover for losses sustained investing in private placements with Newbridge Securities. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Gilman Law LLP Investigating Claims On Behalf Of Morgan Stanley Municipal Bond Investors

Gilman Law LLP is investigating claims on behalf of Morgan Stanley clients investing in municipal bonds. FINRA recently fined Morgan Stanley for charging excessive markups to its municipal bond investors. FINRA also found that Morgan Stanley had inadequate supervisory systems in place to track whether investors were being charged excessive fees and markups on municipal bond transactions.

Gilman Law LLP is a leading securities law firm and is here to help you recover for losses sustained investing in municipal bonds with Morgan Stanley. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Gilman Law LLP Investigating Claims On Behalf Of Clients Investing with Former Banc of America Securities Broker Lori Radtke

Gilman Law LLP is investigating claims on behalf of clients investing with former Banc of America Securities Broker Lori Radtke. Ms. Radtke recommended that investors purchase Fannie Mae preferred stocks as late as May 2008. Ms. Radtke failed to advise her clients of the underlying risks that were known about Fannie Mae or that the preferred stock she was recommending were non-cumulative shares. As a result, her clients suffered significant losses as a result of these material omissions and unsuitable investment recommendations.

Gilman Law LLP is a leading securities law firm and is here to help you recover for losses sustained investing in Fannie Mae preferreds with former Banc of America Securities broker Lori Radtke. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Gilman Law LLP Investigating Claims On Behalf Of Clients Investing with Former Multi-Financial Broker David Naefke

Gilman Law LLP Investigating Claims On Behalf Of Clients Investing with Former Multi-Financial Broker David Naefke Gilman Law LLP is investigating claims on behalf of clients investing with former Multi-Financial Broker David Naefke. Mr. Naefke made concentrated investment recommendations to retirees in illiquid REIT investments such as Behringer Harvard, Inland REIT and Amidee Capital. These clients suffered significant losses as a result of this concentrated investment strategy.

Gilman Law LLP is a leading securities law firm and is here to help you recover for losses sustained investing in non-traded REITS with former Multi-Financial broker David Naefke. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Gilman Law LLP Investigating Claims On Behalf Of Clients Investing with Morgan Stanley Smith Barney Broker Edward Klein

Gilman Law LLP is investigating claims on behalf of clients investing with Morgan Stanley Smith Barney broker Edward Klein. Mr. Klein made concentrated investment recommendations to retirees in financial services preferred stocks. These clients suffered significant losses as a result of this concentrated investment strategy. Such a concentration contradicts Smith Barney’s internal guidelines regarding the amount of preferreds an investor can have in a portfolio.  

Gilman Law LLP is a leading securities law firm and is here to help you recover for losses sustained investing in preferred stocks with Edward Klein at Morgan Stanley Smith Barney. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Gilman Law LLP Investigating Claims On Behalf Of Clients Investing with Capitol Securities Broker Emil Jutrowski

Gilman Law LLP is investigating claims on behalf clients investing with Capitol Securities broker Emil Jutrowski. Mr. Jutrowski invested clients in concentrated positions through the use of margin while charging excessive commissions.

Gilman Law LLP is a leading securities law firm and is here to help you recover for losses sustained investing in speculative recommendations from Emil Jutrowski at Capitol Securities. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Gilman Law LLP Investigating Claims On Behalf Of Main Street Natural Gas Bond Investors

Gilman Law LLP is investigating claims on behalf of Main Street Natural Gas Bond investors. These so-called bonds were sold to unsuspecting retirees that thought they were purchasing a safe income producing product. Instead, investors were sold high-risk derivatives with significant exposure to Lehman’s credit risk.

Gilman Law LLP is a leading securities law firm and is here to help you recover for losses sustained investing in Main Street Natural Gas Bonds. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Gilman Law LLP Investigating Claims On Behalf Of Investors Against PMK Securities Broker Mark Weber

Gilman Law LLP is investigating claims on behalf of investors against PMK Securities Broker Mark Weber regarding unauthorized and unsuitable trading on behalf of his clients.

Gilman Law LLP is a leading securities law firm and is here to help you recover for losses sustained investing with PMK Securities Broker Mark Weber. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Gilman Law LLP Investigating Claims On Behalf Of Investors Against Former Merrill Lynch Broker Gary Lane

Gilman Law LLP is investigating claims on behalf of investors against former Merrill Lynch broker Gary Lane regarding unsuitable bond trading on behalf of his former clients. Mr. Lane has also been accused of running a potential ponzi scheme in Nevada causing losses to Merrill Lynch clients.

Gilman Law LLP is a leading securities law firm and is here to help you recover for losses sustained investing with former Merrill Lynch broker Gary Hall. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Gilman Law LLP Investigating Claims On Behalf Of Investors Against Former Merrill Lynch Broker James Ryan Lanier

Gilman Law LLP is investigating claims on behalf of investors against former Merrill Lynch broker James Ryan Lanier regarding his unsuitable investment recommendations to his former clients.

Gilman Law LLP is investigating claims on behalf of investors against former Merrill Lynch broker James Ryan Lanier regarding his unsuitable investment recommendations to his former clients.

Gilman Law LLP is a leading securities law firm and is here to help you recover for losses sustained investing with former Merrill Lynch broker James Ryan Lanier. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Gilman Law LLP Investigating Claims On Behalf Of Investors Against Rockwell Global Capital Broker Robert Lee

Gilman Law LLP is investigating claims on behalf of investors against Rockwell Global Capital Broker Robert Lee. Mr. Lee actively trades his clients’ accounts on margin generating significant commissions for the benefit of his firm and himself.

Gilman Law LLP is investigating claims on behalf of investors against Rockwell Global Capital Broker Robert Lee

Gilman Law LLP is a leading securities law firm and is here to help you recover for losses sustained investing with Rockwell Global Capital Broker Robert Lee. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Gilman Law LLP Investigating Claims Against Former Investacorp Broker Raymond Alberto Santos

Gilman Law LLP is investigating claims on behalf of investors that suffered significant investment losses with former Investacorp broker Raymond Alberto Santos in private placements and/or preferred stocks. If you have suffered significant losses due to Mr. Santos’ unsuitable investment recommendations, you may have a claim for recovery.

Gilman Law LLP is investigating former Investacorp broker Raymond Alberto Santos

Gilman Law LLP is a leading securities firm and is here to help you recover for losses due Mr. Santos’ unsuitable investment recommendations. For a free evaluation of your case please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

 

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Gilman Law LLP Investigating Claims Against Former Summit Brokerage Services Broker in Palm Harbour, Florida Neal Smalbach.

Gilman Law LLP is investigating claims on behalf of investors that suffered significant losses with former Summit Brokerage Services broker Neal Smalbach. FINRA has filed a complaint against Mr. Smalbach regarding material misrepresentations made to firm clients regarding private placement sales. If you have suffered significant losses due to Mr. Smalbach’s unsuitable activity, you may have a claim for recovery.

Gilman Law LLP is investigating former Summit Brokerage Services broker Neal Smalbach.

Gilman Law LLP is a leading securities firm and is here to help you recover for losses due to Mr. Smalbach’s unsuitable activity. For a free evaluation of your case please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Gilman Law LLP Investigating Claims Against Former NEXT Financial Broker William Bailey

Gilman Law LLP is investigating claims on behalf of investors that suffered significant losses with former NEXT Financial broker William Bailey. FINRA has suspended Mr. Bailey for two years for charging excessive commissions to mutual fund and variable annuities purchasers.  If you have suffered significant losses due to Mr. Bailey’s unsuitable activity, you may have a claim for recovery.

Gilman Law LLP is investigating former NEXT Financial broker William Bailey.

Gilman Law LLP is a leading securities firm and is here to help you recover for losses due to William Bailey’s unsuitable activity. For a free evaluation of your case please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Gilman Law LLP Investigating Claims Against Former Joseph Gunnar Broker Fida “Frank” Rahman

Gilman Law LLP is investigating claims on behalf of investors that suffered significant losses with former Joseph Gunnar broker Frank Rahman. Mr. Rahman has a long history of using excessive commissions and margin trading to his own benefit. If you have suffered significant losses due to Mr. Rahman’s unsuitable active trading, you may have a claim for recovery.

Gilman Law LLP is investigating former Joseph Gunnar broker Frank Rahman.

Gilman Law LLP is a leading securities firm and is here to help you recover for losses due to Frank Rahman’s unsuitable trading. For a free evaluation of your case please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Gilman Law LLP Investigating Claims on Behalf of Investors Sold the Oppenheimer Rochester National Municipal Bond Fund

Gilman Law LLP is investigating claims on behalf of investors that suffered significant losses in the Oppenheimer Rochester National Municipal Bond Fund. This high yield bond fund was routinely sold to investors as a safe income generating investment. Investment professionals often failed to disclose that this bond fund was a high yield bond with significant investments in junk bonds and illiquid unrated bonds. As a result, investors suffered significant losses. Despite the recent market recovery, this Fund has still underperformed other bond investments. In addition, the Fund has significant municipal default risk, which will likely lead to additional losses.

Gilman Law LLP is investigating the Oppenheimer Rochester National Municipal Bond Fund.

Gilman Law LLP is a leading securities firm and is here to help you recover for losses sustained due to the misrepresentations regarding the safety of the Oppenheimer Rochester National Municipal Bond Fund. For a free evaluation of your case, please fill out our form online, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Gilman Law LLP Investigating Claims on Behalf of Morgan Keegan Clients Sustaining Losses in Regions Morgan Keegan’s (RMK) Bond Funds

Gilman Law LLP is investigating claims on behalf of Morgan Keegan investors sustaining losses in Morgan Keegan’s proprietary bond funds managed by Jim Kelsoe. Morgan Keegan misrepresented the risk of the Funds to its investors. Internally Morgan Keegan understood that the Funds had unlimited risk potential while its financial advisors sold the Funds as alternatives to CDs. Morgan Keegan has paid fines to the SEC and state regulators totaling $200 million dollars as a result of these misrepresentations. Mr. Kelsoe has also been barred from the securities industry for life.

Gilman Law LLP is investigating claims on behalf of investors that suffered significant losses in RMK Funds 

Gilman Law LLP is a leading securities firm and is here to help you recover for losses sustained due to Morgan Keegan’s misrepresentations regarding the safety of the RMK Funds. For a free evaluation of your case, please fill out our form online, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Gilman Law LLP Investigating Claims On Behalf of David Lerner Investors Purchasing Apple REITS

Gilman Law LLP is investigating claims on behalf of investors who purchased David Lerner Apple REITs. David Lerner misrepresented the risks and liquidity of these investments, which were sold to investors at overinflated prices. FINRA has filed a complaint alleging similar misconduct. Investors were sold these investments as safe alternatives to CD’s and other traditional fixed income investments. Unfortunately investors have suffered significant losses in these so-called safe investments.

Gilman Law LLP is investigating claims on behalf of investors purchasing David Lerner Apple REITs. 

Gilman Law LLP is a leading securities law firm and is here to help you recover for losses sustained in David Lerner’s Apple REITs. For a free evaluation of your case, please fill out our form online, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Gilman Law LLP Investigating Claims On Behalf of Investors Sold BlackRock ETF’s With Significant Exposure to Greek Debt

Gilman Law LLP is investigating claims on behalf of investors sold BlackRock Exchange Traded Funds (ETF’s) with significant exposure to Greek debt. BlackRock’s iShares International Treasury Bond fund, iShares 1-3 year International Treasury Bond fund,  iShares Global Inflation Linked Bond fund, iShares International Inflation Linked Bond fund were all downgraded by Standard and Poor’s due to significant exposure to Greek debt.

Gilman Law LLP is investigating claims on behalf of investors purchasing BlackRock’s iShares International Treasury Bond fund, iShares 1-3 year International Treasury Bond fund, iShares Global Inflation Linked Bond fund, iShares International Inflation Linked Bond fund.

Gilman Law LLP is a leading securities law firm and is here to help you recover for losses sustained in BlackRock’s ETF’s with significant exposure to Greek debt. For a free evaluation of your case, please fill out our form online, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048)

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Gilman Law LLP Investigating Claims On Behalf of Investors Purchasing The Touchstone International Fixed Income Fund (TIFAX) In Concentration

Gilman Law LLP is investigating claims on behalf of investors who were recommended the Touchstone International Fixed Income Fund (TIFAX) in concentration. This Fund maintains the highest exposure to Greek debt. In addition, TIFAX also has significant exposure to other European debt. The average maturity for TIFAX’s holdings is approximately 10 years, leaving investors exposed to significant credit risk.

Gilman Law LLP is investigating claims on behalf of investors purchasing the Touchstone International Fixed Income Fund.

Gilman Law LLP is a leading securities law firm and is here to help you recover for losses sustained in Touchstone International Fixed Income Fund (TIFAX). For a free evaluation of your case, please fill out our form online, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Gilman Law LLP Investigating Claims On Behalf of Retirees That Eagle Eye Asset Management Recommended Foreign Exchange Trading (Forex)

Gilman Law LLP is investigating claims on behalf of retirees who Eagle Eye Asset Management recommended investments in foreign exchange trading. These investors paid excessive fees and commissions in investment strategies that were wholly inappropriate for these investors’ age and risk tolerance. The Securities and Exchange Commission recently filed an injunctive action against Eagle Eye Asset Management and its principal Jeffrey A. Liskov for its misconduct towards retirees.

Gilman Law LLP is investigating claims on behalf of retirees against Eagle Eye Asset Management and Jeffrey A. Liskov.

Gilman Law LLP is a leading securities law firm and is here to help you recover for losses sustained in Forex trading recommended by Eagle Eye Asset Management. For a free evaluation of your case, please fill out our form online, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Gilman Law LLP Investigating Claims Against SunTrust Regarding Its Improper Sale Of Songy Partners Private Placements To Investors

Gilman Law LLP is gathering information regarding its investigation of SunTrust’s sale of Songy Partners private placements to clients through its Alexander Key Division. Songy Partners is a real estate based company located in Atlanta. SunTrust failed to conduct adequate due diligence at the height of the real estate market and sold these investments that were doomed to fail to its unsuspecting clients. Had SunTrust conducted proper due diligence, the inherent risks of investing in Songy Partners would have put SunTrust on notice that these investments were not suitable for any investor.

Gilman Law LLP is investigating claims on behalf of SunTrust investors that have lost their entire investment in Songy Partners.

Gilman Law LLP is a leading securities law firm and is here to help you recover losses sustained in Songy Partner. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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FINRA Fines Pointe Capital in Boca Raton, Florida For Excessive Handling Fee Charges

Gilman Law LLP is investigating claims on behalf of investors that were charged excessive commissions, fees, and markups by investment professionals at Pointe Capital in Boca Raton, FL. In addition to complaints filed by investors alleging that Pointe Capital churned their accounts, FINRA recently fined Pointe Capital for broadly charging many of its clients “handling fees” on top of excessive commissions, fees and markups. 

Gilman Law LLP is investigating claims on behalf of Pointe Capital investors that were charged excessive commissions, fees, and markups, which led to underperforming investments.

Gilman Law LLP is a leading securities fraud law firm and is here to help you recover losses as a result of Pointe Capital charging excessive fees, commissions, and markups. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Gilman Law LLP Is Investigating Claims Against SunTrust For Its Improper Recommendation of Novare Group Private Placements

At the height of the real estate market, SunTrust and its Alexander Key Division raised $25 million dollars for Novare Group by selling private placements to retail clients. SunTrust represented that the private placement would provide a safe 8% return to its unsuspecting clients. Motivated by fees for raising additional capital for Novare Group, SunTrust failed to perform industry mandated due diligence regarding the risk of the investments. SunTrust’s Novare Group investors now hold worthless securities that stopped paying dividends.

Gilman Law LLP is investigating claims on behalf of investors that have suffered a total loss of principal in Novare Group private placements.

Gilman Law LLP is a leading securities fraud law firm and is here to help you recover for losses sustained in Novare Group. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Undisclosed Risks Of Bank Trust Preferred Securities

Similar to traditional preferred stocks, banks can and have issued bank trust preferred securities. These hybrid investments give the issuers a special call provision with 90 days notice to shareholders. The call provision can be elected if certain tax or regulatory events occur. While this redemption right is spelled out in a bank trust preferred’s prospectus, investors sold these securities in the secondary market may not be fully aware of the issuer’s special call rights. This is particularly concerning when an investor is sold a bank trust preferred stock that is trading at a premium to the $25 par value. For example, if an investor is sold a bank trust preferred stock for $27 with an 8% dividend, the investor will receive $2 in dividend payments per year. However, in the event that the security is called within the first year of purchase, the investor will lock in a loss. Unless the investment professional accurately describes this potential scenario, an unsuspecting investor can suffer damages unnecessarily.

Gilman Law LLP is investigating claims on behalf of investors that have suffered losses after being sold bank trust preferred securities at a premium in the secondary market. 

Gilman Law LLP is a leading securities fraud law firm and is here to help you recover for losses sustained in bank trust preferred securities. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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Gilman Law LLP is Investigating Potential Claims Against Encore Energy Partners LP

Gilman Law LLP is investigating potential claims on behalf of a proposed class of unitholders of Encore Energy Partners LP, (“Encore” or the “Company”) (NYSE: ENP) concerning whether the Company and certain of its officers and directors have violated federal securities laws. 

The Complaint alleges that Encore issued a materially false and misleading Registration Statement which omitted and/or misrepresented information that would be material to the impending decision of Encore’s unitholders whether to vote in favor of the proposed merger with Vanguard Natural Resources LLC.   

Gilman and Pastor, LLP is one of the country’s premier national law firms that represents institutional and individual investors in class actions, complex securities and corporate governance litigation.  If you purchased or otherwise acquired ENP shares during the Class Period, beginning July 11, 2011 through and including the closing of the proposed acquisition of Encore by Vanguard Natural Resources LLC, you may contact Gilman and Pastor by no later than October 29, 2011 to discuss your rights, including as to the recovery of your losses, or to obtain additional information, at www.investment-losses.com, by email at kgilman@gilmanpastor.com or by calling toll-free (888)252-0048.

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SEC Files Injunction Against Massachusetts Lawyer Jack Grant and Principal of Sage Advisory Group, LLC Lee Grant

On September 1, 2011 the SEC filed an injunction in an effort to protect investors at Sage Advisory Group, LLC. Jack Grant, a Massachusetts attorney, has been barred from from the securities industry for selling unregistered securities to investors back in 1988. Jack Grant’s son Lee Grant is the principal of Sage Advisory Group, LLC. Despite his barred status, Jack Grant has been encouraging investors to invest in Sage Advisory Group. Lee Grant, well aware of his father’s barred status, has accepted these new clients recruited by his barred father, but failed to inform the unsuspecting investors. The SEC filed the injunction to protect Sage Advisory clients and future clients.

Gilman Law LLP is investigating claims on behalf of Sage Advisory Group investors that may have been harmed by Jack and Lee Grant.

Gilman Law LLP is a leading securities fraud law firm and is here to help you recover for losses sustained as a result of Jack and Lee Grant’s misconduct. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048).

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SEC Bars Unregistered Representative Jay L. LeBoeuf From The Securities Industry

Jay L. LeBoeuf pled guilty to mail fraud in February of this year. Mr. LeBoeuf, although unregistered since 2005, misled investors raising money in 8 states to invest in fraudulent oil and gas ventures. On August 29, 2011, the SEC entered an Order barring Mr. LeBoeuf from working in the securities industry.

Gilman Law LLP is investigating claims on behalf of investors that were defrauded by Mr. LeBoeuf. 

Gilman Law LLP is a leading securities fraud law firm and is here to help you recover for losses sustained as a result of Mr. LeBoeuf’s misconduct. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048)

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SEC Bars Investment Advisor Sean Mansfield Of Financial Counselors, LLC From The Securities Industry

Sean Mansfield pled guilty to wire fraud in March of this year. Mr. Mansfield, a principal at Financial Counselors, LLC convinced his clients to invest in a fund purportedly managed by him. Rather than investing the Funds, Mr. Mansfield stole over $3 million dollars of client funds. On August 31, 2011, the SEC entered an Order barring Mr. Mansfield from working in the securities industry. Financial Counselors, LLC is a Massachusetts based Investment Advisory firm. 

Gilman Law LLP is investigating claims on behalf of investors that were defrauded by Mr. Mansfield. 

Gilman Law LLP is a leading securities fraud law firm and is here to help you recover for losses sustained as a result of Mr. Mansfield’s misconduct. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048)

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SEC Sanctions Investment Advisory Firm Benchmark Asset Management, LLC

The owners of Benchmark Asset Management agreed to a settlement with the SEC stemming from improper sales of Safe Investment Portfolios to Benchmark Asset Management clients. Benchmark Asset Management provided misleading account statements, inflating the value of the Safe Investment Portfolios. Benchmark’s registration under the Investment Adviser’s Act was revoked.

Gilman Law LLP is investigating claims on behalf of investors that were sold Safe Investment Portfolio hedge funds.

Gilman Law LLP is a leading securities fraud law firm and is here to help you recover for losses in the Safe Investment Portfolios. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048)

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FINRA Fines National Securities For Failing To Conduct Due Diligence And Supervise Private Placement Sales

National Securities Corporation was fined, and Principal Matthew G. Portes suspended for failing to conduct due diligence prior to selling private placements, and for failing to supervise the sale of private placements. (AWC 200901968201). National Securities Corporation is a top seller of private placements to investors generating significant fees and commissions without properly supervising its brokers or conducting proper investigations into the risks of the issuers of private placements. Gilman Law LLP is investigating claims on behalf of National Securities clients that were sold private placements.

Gilman Law LLP is a leading securities fraud law firm and is here to help you recover for improper investment advice from National Securities. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048)

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FINRA Fines Brookstone Securities in Lakeland, Florida For Inadequate Due Diligence and Supervision Of Private Placement Sales

FINRA fined and censured Lakeland, Florida’s Brookstone Securities and its Principal David William Locy for failing to conduct adequate due diligence prior to approving 3rd party private placements to be sold to Brookstone clients. Brookstone also failed to have written supervisory procedures in place for 3rd party private placement sales.

Gilman Law LLP is investigating claims on behalf of Brookstone investors that were sold unsuitable private placements and were charged excessive commissions.

Gilman Law LLP is a leading securities fraud law firm and is here to help you recover for improper investment advice by Brookstone Securities. For a free evaluation of your case, please fill out our online form, or if you need to speak with an attorney right away CALL TOLL FREE (1-888-252-0048) today.

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Gilman Law LLP Announces Investigation of Fairfax Financial Holdings, Ltd.

The securities fraud attorneys at Gilman Law LLP are investigating potential claims on behalf of purchasers of Fairfax Financial Holdings, Ltd. (“Fairfax” or the “Company”) (TSE: FFH) concerning whether the Company and certain of its officers and directors have violated federal securities laws. 

For more information, visit Gilman Law’s Investment Losses Website.

Gilman and Pastor, LLP is one of the country’s premier national law firms that represents institutional and individual investors in class actions, complex securities and corporate governance litigation.  If you purchased or otherwise acquired FFH shares during the Class Period, between May 21, 2003 and March 22, 2006, and either lost money on the transaction or still hold the shares, you may contact Gilman and Pastor by no later than September 23, 2011 to discuss your rights, including as to the recovery of your losses, or to obtain additional information, at www.investment-losses.com, by email at kgilman@gilmanpastor.com or by calling toll-free (888)252-0048.

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Gilman Law LLP Announces Investigation of Dendreon Corporation

The securities fraud attorneys at Gilman Law LLP are investigating potential claims on behalf of purchasers of Dendreon Corporation  (“Dendreon” or the “Company”) (NASDAQ: DNDN) concerning whether the Company and certain of its officers and directors have violated federal securities laws. 

For more information, visit Gilman Law’s Investment Losses Website.

Gilman and Pastor, LLP is one of the country’s premier national law firms that represents institutional and individual investors in class actions, complex securities and corporate governance litigation.  If you purchased or otherwise acquired DNDN shares during the Class Period, between January 7, 2011 and August 3, 2011, and either lost money on the transaction or still hold the shares, you may contact Gilman and Pastor by no later than October 3, 2011 to discuss your rights, including as to the recovery of your losses, or to obtain additional information, at www.investment-losses.com, by email at kgilman@gilmanpastor.com or by calling toll-free (888)252-0048.

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Gilman Law LLP Announces Investigation of Juniper Networks, Inc.

The securities fraud attorneys at Gilman Law LLP are investigating potential claims on behalf of purchasers of Juniper Networks, Inc. (“Juniper” or the “Company”) (NYSE: JNPR) concerning whether the Company and certain of its officers and directors have violated federal securities laws. 

For more information, visit our Securities Law Stocks Bonds Fraud Website

Gilman and Pastor, LLP is one of the country’s premier national law firms that represents institutional and individual investors in class actions, complex securities and corporate governance litigation.  If you purchased or otherwise acquired JNPR shares during the Class Period, between July 20, 2010 and July 26, 2011, and either lost money on the transaction or still hold the shares, you may contact Gilman and Pastor by no later than October 15, 2011 to discuss your rights, including as to the recovery of your losses, or to obtain additional information, at www.investment-losses.com, by email at kgilman@gilmanpastor.com or by calling toll-free (888)252-0048.

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Gilman Law LLP Announces Investigation of WebMD

The securities fraud attorneys at Gilman Law LLP are investigating potential claims on behalf of purchasers of WebMD Health Corp. (“WebMD” or the “Company”) (NASDAQ: WBMD) concerning whether the Company and certain of its officers and directors have violated federal securities laws. 

For more information, visit out Securities Law Stocks Bonds Fraud Website.

Gilman and Pastor, LLP is one of the country’s premier national law firms that represents institutional and individual investors in class actions, complex securities and corporate governance litigation.  If you purchased or otherwise acquired WBMD shares during the Class Period, between February 23, 2011 and July 15, 2011, and either lost money on the transaction or still hold the shares, you may contact Gilman and Pastor by no later than October 3, 2011 to discuss your rights, including as to the recovery of your losses, or to obtain additional information, at www.investment-losses.com, by email at kgilman@gilmanpastor.com or by calling toll-free (888)252-0048.

 

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Awards & Recognition

Gilman Law LLP and its attorneys have been recognised by the leading legal publications and are listed in:


Avvo Rating
Life Member, Multi-Million Dollar Advocates Forum
Life Member, Million Dollar Advocates Forum
Super Lawyers
Lexis Nexis
LawDragon
Association of Trial Lawyers of America
Massachusetts Association of Woman's Lawyers
American Association of Justice: Leaders Forum
American Bar Association and Member of the ABA Antitrust and Litigation Sections and Forum on Franchising and Litigation Section
Public Investors Arbitration Bar Association